Tara
Ambrose
Minnesota Department of Commerce
Senior Financial Fraud Ombudsperson, Enforcement Division
Scams Targeting Vulnerable Clients

Marcus
Arneaud
Kovack Financial Network
Chief Risk Officer
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices

Brett
Baker
Osaic
Head of Field Supervision
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program

Sarah
Bauer
Envestnet
Head of Institutional Asset Management Engagement
A Firm Perspective: Rep-as-PM vs. Third-Party Managers

Colleen
Bell
Cambridge Investment Research, Inc.
President, Innovation and Experience
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force

David
Bellaire
Financial Services Institute, Inc.
Executive Vice President & General Counsel
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now

Benjamin
Biard
Winget, Spadafora & Schwartzberg
Co-Managing Partner
Litigation Trends in the Ongoing Bull Market

Shawn
Bostic
Kestra Financial
Director, Regulatory Compliance
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now

Dale
Brown
Financial Services Institute (FSI)
President & CEO
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force
General Session: The Leadership Imperative: Clarity, Culture and Resilience

Dana
Burkhardt
AssetMark
Vice President, Head of Business Consulting
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition

Dan
Burkott
Cetera
Chief Compliance Officer - Tax Channel
Shifting from Mutual Funds to ETFs in a Tech-Driven Era

Christine
Byrne
Back Cove Financial
Chair, FSI Board; Partner & Wealth Advisor
Opening General Session: Momentum: The Energy to Step into the Future
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition

Mike
Byrnes
Byrnes Consulting
Owner
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value

Brian
Carter
Technology Executive | Driving Innovation at the Intersection of IT & Business
Welcome to Our Firm: The Future of Account Onboarding

Alex
Chan
Cetera Financial Group
Director, Advisory Compliance
A Firm Perspective: Rep-as-PM vs. Third-Party Managers

Kim
Chapman
Berthel Fisher & Company
Chief Compliance Officer
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)

Robert
Coppola
Sanctuary Wealth
CTO
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force

Kosha
Dalal
FINRA
Vice President and Associate General Counsel
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program

Scott
Davis
Cap Group I American Funds
Head of ETFs
Shifting from Mutual Funds to ETFs in a Tech-Driven Era

Dr. Tyler
De Haan
Sammons Institutional Group i
Director - Advanced Sales
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams

Matthew
Dellorso
SEI Access
Managing Director, Alts Platform
Beyond the Hype: Understanding Modern Investments

Pete
Dorsey
Wing
Co-founder
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value

Bill
Dwyer
Praxis Solutions, Inc.
Executive Chairman
Future-Ready Firms: Leading with Tech, Agility, and Client Focus

Parker
Ence
Jump
CEO & Cofounder
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths

Rob
Erzen
Arthur J Gallagher
Area Executive Vice President
Litigation Trends in the Ongoing Bull Market

Brady
Finta
National Elder Fraud Coordination Center (NEFCC)
Founder and CEO
Scams Targeting Vulnerable Clients

Kenneth
Fischer
Realta Wealth
Chief Technology Officer
Cybersecurity in Practice: Real-World Strategies from the Front Lines

Erinn
Ford
Osaic
EVP, Advisor Engagement

Brooks
Friederich
Envestnet
Principal Director, Investment Solutions Strategy
Beyond the Hype: Understanding Modern Investments

Ryan
George
Docupace Technologies
Chief Marketing Officer
Welcome to Our Firm: The Future of Account Onboarding

Betsey
Grover
Fidelity Investments
SVP, Head of Wealthscape Products and Platforms
Welcome to Our Firm: The Future of Account Onboarding

Rob
Guldner
Steward Partners
Chief Compliance Officer
Data Integrity in Action: Building Governance, Security and Trust

Suneel
Gupta
Bestselling Author | Harvard Med School Visiting Scholar
Opening General Session: Momentum: The Energy to Step into the Future

Jonathan
Habberson
Fidelity Investments
VP, Senior Business Consultant
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams

Andrew
Hartnett
Financial Services Institute
VP, Regulatory Affairs & Deputy General Counsel
Step into the Future of Digital Asset Regulation

Scott
Hicks
Crowe
IT Assurance Partner
Data Integrity in Action: Building Governance, Security and Trust

Jeffrey
Hoenle
APEG
Co-Founder
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms

Cynthia
Jeffries
Commonwealth Financial Network
Vice President, Compliance
Charting the Future: Responsible AI Innovation in Financial Services

Jeremi
Karnell
Envestnet
Head of Data Solutions
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths

Kevin
Keefe
Independent Financial Group
President
Driving Advisor Productivity and Strategic Growth

Michael
Kim
AssetMark
President & CEO
General Session: The Leadership Imperative: Clarity, Culture and Resilience

Cliff
Kirsch
Eversheds-Sutherland
Partner
Charting the Future: Responsible AI Innovation in Financial Services

Fred
Knopf
B. Riley Financial
Deputy General Counsel, Head of Litigation
Litigation Trends in the Ongoing Bull Market

Sarah
Kreisman
Independent Financial Group, LLC, (IFG)
SVP & General Counsel
Litigation Trends in the Ongoing Bull Market

Joseph
Kuo
Haven Tower
CEO
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams

Cody
Lawler
Principal Securities, Inc.
Chief Supervision Officer & Head of PSI Operations
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program

Judy
Lee
Fidelity Investments
VP, Team Lead, Platform & Ops Consulting
Today’s AI Playbook for Wealth Management

Colin
Masters
Fidelity Investments
Director, Public Policy
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now

Mike
Matkovic
SEI
Managing Director, National Accounts
A Firm Perspective: Rep-as-PM vs. Third-Party Managers

Thomas
McCartney
My Advisor & Planner
Founding Principal
Step into the Future of Digital Asset Regulation

Frank
McDonnell
Steward Partners
Chief Product Officer
Shifting from Mutual Funds to ETFs in a Tech-Driven Era

Laura
McElroy
Fidelity Investments
VP, Business Consulting
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition

Rob
Milmore
First Command Financial Services
District Advisor
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths

A. Valerie
Mirko
Armstong Teasdale
Partner & Leader, Securities Regulation and Litigation Practice
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust

Andrea
Mullen
AssetMark
SVP, Co-Head of Product
Future-Ready Firms: Leading with Tech, Agility, and Client Focus

Mark
Norcini
SEI Sphere
Director
Cybersecurity in Practice: Real-World Strategies from the Front Lines

Brendan
O'Neill
BNY Advisors, Inc.
Director, Senior Intermediary Solutions Strategist
A Firm Perspective: Rep-as-PM vs. Third-Party Managers

Daniel
Ortega
B. Riley Wealth
Chief Compliance Officer
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle (closed to media)

Brent
Owens
cfd Investments
President
Driving Advisor Productivity and Strategic Growth

Namita
Patel
Osaic
SVP Advisor Experience - Center of Excellence
Welcome to Our Firm: The Future of Account Onboarding

Ronak
Patel
Bressler, Amery & Ross
Principal
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)

Chris
Perry
Broadridge
President
Opening General Session: Momentum: The Energy to Step into the Future

Clint
Pogemiller
MWA Financial Services
President & CEO
Driving Advisor Productivity and Strategic Growth

Adam
Pollet
Eversheds Sutherland
Securities Enforcement and Litigation Partner | Co-Head Global Digital Assets & Crypto Group
Step into the Future of Digital Asset Regulation

Mark
Quinn
Cetera Financial Group
Director of Regulatory Affairs
Charting the Future: Responsible AI Innovation in Financial Services

Matt
Radgowski
Halo Investing
CEO
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices

Ruth
Raftery
APEG
Co-Founder
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms

Abid
Rahman
Cetera Financial Group
Director, Tech Risk & Business Continuity
Cybersecurity in Practice: Real-World Strategies from the Front Lines

Shannon
Reid
Osaic
President and Head of Advisor Growth and Engagement
Driving Advisor Productivity and Strategic Growth

Alicia
Rich
Broadridge
Head of Advisor, Investor and Operations Experience
Today’s AI Playbook for Wealth Management

Ann
Robinson
Farmers Financial Solutions
Chief Compliance Officer
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)

Ross
Rotatori
Allianz Life
Head of ETF Strategic Relationships
Shifting from Mutual Funds to ETFs in a Tech-Driven Era

Tim
Ryder
First Command Financial Services, Inc.
Senior Vice President, Wealth Solutions
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle (closed to media)

RP
Sandilya
Broadridge
Chief Growth Officer, Wealth Management
Future-Ready Firms: Leading with Tech, Agility, and Client Focus

Michael
Scaplen
Axos Clearing and Axos Advisor Services
SVP Business Development
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition

Michael
Schwartzberg
Winget Spadafora and Schwartzberg
Co-Managing Partner
Beyond the Hype: Understanding Modern Investments

Andrea
Shafer
Cambridge Investment Research, Inc.
Executive Vice President & Chief Supervision Officer
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program

Kristy
Smith
Broadridge
GM Wealth Digital Marketing
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams

Frank
Smith
First Command Financial Services, Inc.
SVP, Chief Information Security Officer & Chief Technology Officer
Data Integrity in Action: Building Governance, Security and Trust

Tori
Snow
PFS Investments Inc.
AVP, Compliance Data & Regulatory Reporting
Data Integrity in Action: Building Governance, Security and Trust

Mark
Steffe
First Command Financial Services, Inc.
President & CEO
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force

Aviad
Stein
Broadridge
VP of Digital Assets and Innovation Strategy
Step into the Future of Digital Asset Regulation

Michael
Stern
Orion
SVP, Strategic Product Development
Today’s AI Playbook for Wealth Management
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths

Ryan
Stevenson
Hadrius
Founding Sales Lead
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices

Thomas
Stewart
Hadrius
Founder & CEO
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust

Matthew
Sugden
Commonwealth
SVP, Chief Compliance Officer
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)

John
Sweeney
Praxis Solutions, Inc.
CEO
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force

Tiffany
Swindell
First Command Financial Services
Senior Vice President, Chief Risk Officer
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices

Cherry Rose
Tan
Fifth‑Generation Entrepreneur • Venture Capitalist • Executive Coach
Advancing Women in Leadership Workshop

Sami
Tarazi
Praxis Solutions, Inc.
Chief Technology Officer
Today’s AI Playbook for Wealth Management

Noam
Tasch
Pershing
Managing Director
Welcome to Our Firm: The Future of Account Onboarding

Darren
Tedesco
Advisor360
President
Future-Ready Firms: Leading with Tech, Agility, and Client Focus

Pete
Thatch
Capital Group
Head of Strategic Relationship Group,
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle (closed to media)

John
Vander Vennet
YCharts
Chief Revenue Officer
Charting the Future: Responsible AI Innovation in Financial Services

Sean
Van Moorleghem
Cambridge
EVP, Chief Technology Officer
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust

Matthew
Watts
Raymond James
Senior Vice President
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle (closed to media)

Chad
Weaver
Freeman, Mathis & Gray
Partner
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now

Tarah
Williams
Prospera Financial Services
President & COO
General Session: The Leadership Imperative: Clarity, Culture and Resilience

Adam
Wilson
Osaic
Head of Product Management, Development and Sales Consulting
Beyond the Hype: Understanding Modern Investments

Mike
Wood
Domify AI
Co-Founder & CEO
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust