Search for Sessions: FSI OneVoice 2026

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Name	Time	More Info
Monday, February 2, 2026
FSI Board of Directors Meeting (closed to media)	8:00 AM - 1:30 PM
Registration Open	9:00 AM - 6:30 PM
Accounting & Finance Council Meeting	10:00 AM - 11:30 AM
Compliance Council Meeting	10:00 AM - 11:30 AM
Investment Advisory Council Meeting	10:00 AM - 11:30 AM
Operations & Technology Council	10:00 AM - 11:30 AM
Lunch (Council Members and Workshop Participants)	11:30 AM - 12:15 PM
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value	12:15 PM - 1:45 PM
Advancing Women in Leadership Workshop	12:15 PM - 1:45 PM
Opening General Session: Momentum: The Energy to Step into the Future	2:00 PM - 3:00 PM
Exhibit Hall Open	3:15 PM - 6:30 PM
Discussion: CEO	3:15 PM - 5:15 PM
Discussion: Compliance	3:15 PM - 5:15 PM
Discussion: Investment Advisory Services	3:15 PM - 5:15 PM
Discussion: Marketing, Growth & Development	3:15 PM - 5:15 PM
Discussion: Operations & Technology	3:15 PM - 5:15 PM
Braindate: Peer Learning & Exchange, Sponsored by Praxis Solutions	3:30 PM - 6:30 PM
Welcome Reception, Sponsored by Financial Planning	5:15 PM - 6:30 PM
Tuesday, February 3, 2026
Braindate: Peer Learning & Exchange, Sponsored by Praxis Solutions	7:30 AM - 8:30 AM
Exhibit Hall Open	7:30 AM - 6:30 PM
Morning Specialty Coffee, Sponsored by Jump	7:30 AM - 11:30 AM
Registration	7:30 AM - 6:30 PM
Networking Breakfast, Sponsored by InvestmentNews	7:30 AM - 8:30 AM
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force	8:30 AM - 9:30 AM
Networking Break	9:30 AM - 10:00 AM
Braindate, Peer Learning & Exchange, Sponsored by Praxis Solutions	9:30 AM - 1:30 PM
Beyond the Hype: Understanding Modern Investments	10:00 AM - 11:00 AM
Data Integrity in Action: Building Governance, Security and Trust	10:00 AM - 11:00 AM
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition	10:00 AM - 11:00 AM
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now	10:00 AM - 11:00 AM
Scams Targeting Vulnerable Clients	10:00 AM - 11:00 AM
Today’s AI Playbook for Wealth Management	10:00 AM - 11:00 AM
Networking Break	11:00 AM - 11:30 AM
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams	11:30 AM - 12:30 PM
Future-Ready Firms: Leading with Tech, Agility, and Client Focus	11:30 AM - 12:30 PM
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust	11:30 AM - 12:30 PM
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program	11:30 AM - 12:30 PM
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices	11:30 AM - 12:30 PM
Welcome to Our Firm: The Future of Account Onboarding	11:30 AM - 12:30 PM
Networking Lunch	12:30 PM - 1:45 PM
Braindate: Peer Learning & Exchange, Sponsored by Praxis Solutions	1:45 PM - 6:30 PM
Charting the Future: Responsible AI Innovation in Financial Services	1:45 PM - 2:45 PM
Cybersecurity in Practice: Real-World Strategies from the Front Lines	1:45 PM - 2:45 PM
Driving Advisor Productivity and Strategic Growth	1:45 PM - 2:45 PM
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle (closed to media)	1:45 PM - 2:45 PM
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)	1:45 PM - 2:45 PM
Shifting from Mutual Funds to ETFs in a Tech-Driven Era	1:45 PM - 2:45 PM
Networking Break	2:45 PM - 3:15 PM
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths	3:15 PM - 4:15 PM
A Firm Perspective: Rep-as-PM vs. Third-Party Managers	3:15 PM - 4:15 PM
Litigation Trends in the Ongoing Bull Market	3:15 PM - 4:15 PM
Step into the Future of Digital Asset Regulation	3:15 PM - 4:15 PM
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms	3:15 PM - 4:15 PM
What Wins in Fintech?	3:15 PM - 4:15 PM
General Session: The Leadership Imperative: Clarity, Culture and Resilience	4:30 PM - 5:30 PM
Closing Networking Reception, Sponsored by Lincoln Financial	5:30 PM - 6:30 PM

A Firm Perspective: Rep-as-PM vs. Third-Party Managers
Accounting & Finance Council Meeting
Advancing Women in Leadership Workshop
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value
Beyond the Hype: Understanding Modern Investments
Braindate, Peer Learning & Exchange, Sponsored by Praxis Solutions
Braindate: Peer Learning & Exchange, Sponsored by Praxis Solutions
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams
Charting the Future: Responsible AI Innovation in Financial Services
Closing Networking Reception, Sponsored by Lincoln Financial
Compliance Council Meeting
Cybersecurity in Practice: Real-World Strategies from the Front Lines
Data Integrity in Action: Building Governance, Security and Trust
Discussion: CEO
Discussion: Compliance
Discussion: Investment Advisory Services
Discussion: Marketing, Growth & Development
Discussion: Operations & Technology
Driving Advisor Productivity and Strategic Growth
Exhibit Hall Open
FSI Board of Directors Meeting (closed to media)
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle (closed to media)
Future-Ready Firms: Leading with Tech, Agility, and Client Focus
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force
General Session: The Leadership Imperative: Clarity, Culture and Resilience
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition
Investment Advisory Council Meeting
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths
Litigation Trends in the Ongoing Bull Market
Lunch (Council Members and Workshop Participants)
Morning Specialty Coffee, Sponsored by Jump
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program
Networking Break
Networking Breakfast, Sponsored by InvestmentNews
Networking Lunch
Opening General Session: Momentum: The Energy to Step into the Future
Operations & Technology Council
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)
Registration
Registration Open
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now
Scams Targeting Vulnerable Clients
Shifting from Mutual Funds to ETFs in a Tech-Driven Era
Step into the Future of Digital Asset Regulation
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices
Today’s AI Playbook for Wealth Management
Welcome Reception, Sponsored by Financial Planning
Welcome to Our Firm: The Future of Account Onboarding
What Wins in Fintech?

Tara Ambrose, Senior Financial Fraud Ombudsperson, Minnesota...
Marcus Arneaud, Chief Risk Officer, Kovack Financial Network...
Brett Baker, Head of Field Supervision, Osaic
Sarah Bauer, Head, Institutional Asset Management Distributi...
Colleen Bell, President, Innovation and Experience, Cambridg...
David Bellaire, Executive Vice President & General Counsel,
Benjamin Biard, Managing Partner, Winget Spadafora & Schwart...
Shawn Bostic, Director, Regulatory Compliance, Kestra Financ...
Dale Brown, CEO, Financial Services Institute
Dana Burkhardt, Vice President, Head of Business Consulting,...
Daniel Burkott, CCO - Tax Channel, Cetera Financial Group
Christine Byrne, Partner, Wealth Advisor, Back Cove Financia...
Mike Byrnes, Owner, Byrnes Consulting
Brian Carter, Technology Executive | Driving Innovation at t...
Alexander Chan, Director, Advisory Compliance, Cetera Financ...
Kim Chapman, CCO, Berthel Fisher & Co.
Robert Coppola, CTO, Sanctuary Wealth
Kosha Dalal, Vice President and Associate General Counsel, F...
Scott Davis, Head of ETFs, Cap Group I American Funds
Dr. Tyler De Haan, Director - Advanced Sales, Sammons Instit...
Mathew Dellorso, Managing Director, SEI Access, SEI Investme...
Pete Dorsey, Co-founder, Wing
Bill Dwyer, Executive Chairman, Praxis Solutions
Parker Ence, CEO, Jump
Brady Finta, Founder and CEO, National Elder Fraud Coordinat...
Ken Fischer, Chief Technology Officer, Realta Wealth
Brooks Friederich, Principal Director, Investment Solutions
Ryan George, CMO, Docupace
Betsey Grover, Head of Wealthscape Platform & Product Techno...
Robert Guldner, Chief Compliance Officer, Steward Partners
Suneel Gupta, Bestselling Author | Harvard Med School Visiti...
Jonathan Habbershon, Vice President, Senior Business Consult...
Andrew Hartnett, Vice President of Regulatory Affairs & Depu...
Scott Hicks, IT Assurance Partner, Crowe LLP
Jeffrey Hoenle, Chief Executive Officer, Advanced Planning E...
Cynthia Jeffries, VP, Compliance, Commonwealth Financial Net...
Jeremi Karnell, Head of Data Solutions, Envestnet
Kevin Keefe, President, Independent Financial Group
Michael Kim, President & CEO, AssetMark
Clifford Kirsch, Partner, Eversheds Sutherland
Fred Knopf, Deputy General Counsel, B. Riley Financial
Sarah Kreisman, SVP & General Counsel, Independent Financial...
Joe Kuo, CEO and Founder, Haven Tower Group / Ascentix Partn...
Cody Lawler, Chief Supervision Officer & Head of Operations,...
Judy Lee, Team Lead, Platform & Operations Consulting, Fidel...
Colin Masters, Director, Public Policy, Fidelity Investments...
Michael Matkovic, Managing Director, National Accounts, SEI
Tom McCartney, Founding Principal, My Advisor & Planner / RJ...
Frank McDonnell, Chief Product Officer, Steward Partners
Laura McElroy, Vice President, Senior Business Consultant, F...
Robert Milmore, District Advisor, First Command
Valerie Mirko, Partner & Leader, Securities Regulation and L...
Andrea Mullen, SVP, Co-Head of Product, AssetMark
Mark Norcini, Sales Director, SEI Sphere, SEI Investments
Brendan O'neill, Director, Senior Intermediary Solutions Str...
Daniel Ortega, Chief Compliance Officer, B. Riley Wealth
Brent Owens, President, cfd Investments, Inc.
Namita Patel, SVP, Advisor Experience Center of Excellence,
Ronak Patel, Principal, Bressler, Amery & Ross
Chris Perry, President, Broadridge
Clint Pogemiller, President, MWA Financial Services, Inc.
Adam Pollet, Attorney, Eversheds Sutherland
Mark Quinn, Director of Regulatory Affairs, Cetera Financial...
Matt Radgowski, CEO, Halo Investing
Ruth Raftery, President, Advanced Planning Educational Group...
Abid Rahman, Director, Tech Risk & BCP, Cetera Financial Gro...
Shannon Reid, President and Head of Advisor Growth and Engag...
Alicia Rich, Head of Client and Advisor Digital Engagement,
Ann Robinson, Chief Compliance Officer, Farmers Financial So...
Ross Rotatori, Vice President - Head of ETF Strategic Relati...
Tim Ryder, SVP, Wealth Solutions., First Command Financial S...
Ramprasad (RP) Sandilya, SVP, Chief Growth Officer, Broadrid...
Michael Scaplen, SVP Business Development, Axos Clearing and...
Michael Schwartzberg, Managing Partner, Winget Spadafora & S...
Andrea Shafer, Chief Supervision Officer, Cambridge
Frank Smith, SVP, Chief Information Security Officer, First
Kristy Smith, GM Wealth Digital Marketing, Broadridge
Tori Snow, AVP, Compliance Officer, PFS Investments
Mark Steffe, President and CEO, First Command Financial Serv...
Aviad Stein, Head of Digital Asset Solutions, Broadridge
Michael Stern, SVP, Strategic Product Development, Orion
Ryan Stevenson, Founding Sales Lead, Hadrius
Thomas Stewart, Founder & CEO, Hadrius
Matthew Sugden, SVP, Chief Compliance Officer, Commonwealth
John Sweeney, CEO, Praxis Solutions, Inc.
Tiffany Swindell, SVP, Chief Risk Officer, First Command Fin...
Cherry Rose Tan, Fifth‑Generation Entrepreneur • Venture Cap...
Sami Tarazi, Chief Technology Officer, Praxis Solutions
Noam Tasch, Managing Director, Head of Platform Sales, BNY P...
Darren Tedesco, President, Advisor360°
Pete Thatch, Sr. VP - Head of Strategic Relationship Group,
John Vander Vennet, Chief Revenue Officer, YCharts
Sean Van Moorleghem, EVP, Chief Technology Officer, Cambridg...
Matthew Watts, SVP Supervision, Raymond James Financial
Chad Weaver, Partner, Freeman Mathis & Gary
Tarah Williams, President & COO, Prospera Financial Services...
Adam Wilson, Head of Product Management, Development & Sales...
Suzie Wittmann, Executive Vice President, Gallagher
Mike Wood, Co-Founder & CEO, Domify AI
John Yaros, President, VirFin Solutions
Steve Youhn, SVP Compliance, Chief Compliance Officer, Cambr...