Search for Sessions: FSI OneVoice 2026

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Name	Time	More Info
Monday, February 2, 2026
Registration Open	10:00 AM - 6:30 PM
Accounting & Finance Council Meeting	10:00 AM - 11:30 PM
Compliance Council Meeting	10:00 AM - 11:30 PM
Investment Advisory Council Meeting	10:00 AM - 11:30 PM
Operations & Technology Council	10:00 AM - 11:30 PM
Strengthening Resilience Against Agentic AI Attacks	12:15 PM - 1:45 PM
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value	12:15 PM - 1:45 PM
Advancing Women in Leadership Workshop	12:15 PM - 1:45 PM
Opening General Session: Momentum: The Energy to Step into the Future	2:00 PM - 3:00 PM
CEO Discussion	3:15 PM - 5:15 PM
Compliance Discussion	3:15 PM - 5:15 PM
Investment Advisory Services Discussion	3:15 PM - 5:15 PM
Marketing, Growth & Development Discussion	3:15 PM - 5:15 PM
Operations & Technology Discussion	3:15 PM - 5:15 PM
Supervision Discussion	3:15 PM - 5:15 PM
Welcome Reception	5:15 PM - 6:30 PM
Tuesday, February 3, 2026
Registration	7:30 AM - 6:30 PM
Networking Breakfast	7:30 AM - 8:30 AM
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force	8:30 AM - 9:30 AM
Networking Break	9:30 AM - 10:00 AM
Beyond the Hype: Understanding Modern Investments	10:00 AM - 11:00 AM
Data Integrity in Action: Building Governance, Security and Trust	10:00 AM - 11:00 AM
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition	10:00 AM - 11:00 AM
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now	10:00 AM - 11:00 AM
Scams Targeting Vulnerable Clients	10:00 AM - 11:00 AM
Today’s AI Playbook for Wealth Management	10:00 AM - 11:00 AM
Networking Break	11:00 AM - 11:30 AM
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams	11:30 AM - 12:30 PM
Future-Ready Firms: Leading with Tech, Agility, and Client Focus	11:30 AM - 12:30 PM
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust	11:30 AM - 12:30 PM
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program	11:30 AM - 12:30 PM
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices	11:30 AM - 12:30 PM
Welcome to Our Firm: The Future of Account Onboarding	11:30 AM - 12:30 PM
Networking Lunch	12:30 PM - 1:45 PM
Charting the Future: Responsible AI Innovation in Financial Services	1:45 PM - 2:45 PM
Cybersecurity in Practice: Real-World Strategies from the Front Lines	1:45 PM - 2:45 PM
Driving Advisor Productivity and Strategic Growth	1:45 PM - 2:45 PM
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle	1:45 PM - 2:45 PM
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)	1:45 PM - 2:45 PM
Shifting from Mutual Funds to ETFs in a Tech-Driven Era	1:45 PM - 2:45 PM
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths	3:15 PM - 4:15 PM
A Firm Perspective: Rep-as-PM vs. Third-Party Managers	3:15 PM - 4:15 PM
Litigation Trends in the Ongoing Bull Market	3:15 PM - 4:15 PM
Step into the Future of Digital Asset Regulation	3:15 PM - 4:15 PM
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms	3:15 PM - 4:15 PM
What Wins in Fintech?	3:15 PM - 4:15 PM
The Leadership Imperative: Clarity, Culture and Resilience	4:30 PM - 5:30 PM
Closing Networking Reception	5:30 PM - 6:30 PM
Wednesday, February 4, 2026
Networking Breakfast	7:00 AM - 8:00 AM
Complimentary Departure Day Perks	8:00 AM - 11:30 AM

A Firm Perspective: Rep-as-PM vs. Third-Party Managers
Accounting & Finance Council Meeting
Advancing Women in Leadership Workshop
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value
Beyond the Hype: Understanding Modern Investments
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams
CEO Discussion
Charting the Future: Responsible AI Innovation in Financial Services
Closing Networking Reception
Compliance Council Meeting
Compliance Discussion
Complimentary Departure Day Perks
Cybersecurity in Practice: Real-World Strategies from the Front Lines
Data Integrity in Action: Building Governance, Security and Trust
Driving Advisor Productivity and Strategic Growth
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle
Future-Ready Firms: Leading with Tech, Agility, and Client Focus
General Session: Leadership in an AI-Driven World: Insights from FSI’s AI Task Force
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition
Investment Advisory Council Meeting
Investment Advisory Services Discussion
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths
Litigation Trends in the Ongoing Bull Market
Marketing, Growth & Development Discussion
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program
Networking Break
Networking Breakfast
Networking Lunch
Opening General Session: Momentum: The Energy to Step into the Future
Operations & Technology Council
Operations & Technology Discussion
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)
Registration
Registration Open
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now
Scams Targeting Vulnerable Clients
Shifting from Mutual Funds to ETFs in a Tech-Driven Era
Step into the Future of Digital Asset Regulation
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms
Strengthening Resilience Against Agentic AI Attacks
Supervision Discussion
The Leadership Imperative: Clarity, Culture and Resilience
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices
Today’s AI Playbook for Wealth Management
Welcome Reception
Welcome to Our Firm: The Future of Account Onboarding
What Wins in Fintech?

Tara Ambrose, Senior Financial Fraud Ombudsperson, Minnesota...
Marcus Arneaud, Chief Risk Officer, Kovack Financial Network...
Brett Baker, Head of Field Supervision, Osaic
Sarah Bauer, Head, Institutional Asset Management Distributi...
Colleen Bell, President, Innovation and Experience, Cambridg...
David Bellaire, Executive Vice President & General Counsel,
Benjamin Biard, Managing Partner, Winget Spadafora & Schwart...
Shawn Bostic, Director, Regulatory Compliance, Kestra Financ...
Dale Brown, CEO, Financial Services Institute
Dana Burkhardt, Vice President, Head of Business Consulting,...
Daniel Burkott, CCO - Tax Channel, Cetera Financial Group
Christine Byrne, Partner, Wealth Advisor, Back Cove Financia...
Mike Byrnes, Owner, Byrnes Consulting
Brian Carter, Technology Executive | Driving Innovation at t...
Alexander Chan, Director, Advisory Compliance, Cetera Financ...
Kim Chapman, CCO, Berthel Fisher & Co.
Robert Coppola, CTO, Sanctuary Wealth
Kosha Dalal, Vice President and Associate General Counsel, F...
Scott Davis, Head of ETFs, Cap Group I American Funds
Dr. Tyler De Haan, Director - Advanced Sales, Sammons Instit...
Mathew Dellorso, Managing Director, SEI Access, SEI Investme...
Will Dwyer, Chief Marketing Officer, Praxis Solutions
Rob Erzen, Executive Vice President, Gallagher
Brady Finta, Founder and CEO, National Elder Fraud Coordinat...
Ken Fischer, Chief Technology Officer, Realta Wealth
Erinn Ford, EVP, Advisor Engagement, Osaic
Robert Francis, Senior Director, FINRA
Brooks Friederich, Principal Director, Investment Solutions
Betsey Grover, Head of Wealthscape Platform & Product Techno...
Robert Guldner, Chief Compliance Officer, Steward Partners
Suneel Gupta, Bestselling Author | Harvard Med School Visiti...
Jonathan Habbershon, Vice President, Senior Business Consult...
Scott Hicks, IT Assurance Partner, Crowe LLP
Jeffrey Hoenle, Chief Executive Officer, Advanced Planning E...
Cynthia Jeffries, VP, Compliance, Commonwealth Financial Net...
Gregg Joyce, Manager, Commonwealth Financial Network
Ellie Jurado-Nieves, Head of Strategic Public Policy & Assis...
Jeremi Karnell, Head of Data Solutions, Envestnet
Kevin Keefe, President, Independent Financial Group
Michael Kim, President & CEO, AssetMark
Clifford Kirsch, Partner, Eversheds Sutherland
Fred Knopf, Deputy General Counsel, B. Riley Financial
Sarah Kreisman, SVP & General Counsel, Independent Financial...
Rob Krugman, Chief Digital Officer, Broadridge
Joe Kuo, CEO, Haven Tower
Cody Lawler, Chief Supervision Officer & Head of Operations,...
Judy Lee, Team Lead, Platform & Operations Consulting, Fidel...
Colin Masters, Director, Public Policy, Fidelity Investments...
Michael Matkovic, Managing Director, National Accounts, SEI
Tom McCartney, Founding Principal, My Advisor & Planner / RJ...
Frank McDonnell, Chief Product Officer, Steward Partners
Laura McElroy, Vice President, Senior Business Consultant, F...
Robert Milmore, District Advisor, First Command
Valerie Mirko, Partner & Leader, Securities Regulation and L...
Carmi Moser, Director, Cyber Analytics Unit, FINRA
Andrea Mullen, SVP, Co-Head of Product, AssetMark
Mark Norcini, Sales Director, SEI Sphere, SEI Investments
Brendan O'neill, Director, Senior Intermediary Solutions Str...
Daniel Ortega, Chief Compliance Officer, B. Riley Wealth
Brent Owens, President, cfd Investments, Inc.
Namita Patel, SVP, Advisor Experience Center of Excellence,
Ronak Patel, Principal, Bressler, Amery & Ross
Clint Pogemiller, President, MWA Financial Services, Inc.
Adam Pollet, Securities Enforcement and Litigation Partner |...
Mark Quinn, Director of Regulatory Affairs, Cetera Financial...
Matt Radgowski, CEO, Halo Investing
Ruth Raftery, President, Advanced Planning Educational Group...
Abid Rahman, Director, Tech Risk & BCP, Cetera Financial Gro...
Shannon Reid, President and Head of Advisor Growth and Engag...
Alicia Rich, Head of Client and Advisor Digital Engagement,
Ann Robinson, Chief Compliance Officer, Farmers Financial So...
Ross Rotatori, Vice President - Head of ETF Strategic Relati...
Tim Ryder, SVP, Wealth Solutions., First Command Financial S...
Ramprasad (RP) Sandilya, SVP, Chief Growth Officer, Broadrid...
Michael Scaplen, SVP Business Development, Axos Clearing and...
Shawn Scholz, Chief Compliance Officer, AE Wealth Management...
Michael Schwartzberg, Managing Partner, Winget Spadafora & S...
Andrea Shafer, Chief Supervision Officer, Cambridge
Frank Smith, SVP, Chief Information Security Officer & Chief...
Kristy Smith, GM Wealth Digital Marketing, Broadridge
Tori Snow, AVP, Compliance Officer, PFS Investments
Mark Steffe, President & CEO, First Command Financial Servic...
Michael Stern, SVP, Strategic Product Development, Orion
Thomas Stewart, Co-Founder & CEO, Hadrius
Matthew Sugden, SVP, Chief Compliance Officer, Commonwealth
John Sweeney, CEO, Praxis Solutions, Inc.
Tiffany Swindell, SVP, Chief Risk Officer, First Command Fin...
Cherry Tan, Fifth‑Generation Entrepreneur • Venture Capitali...
Sami Tarazi, Chief Technology Officer, Praxis Solutions
Naom Tasch, Managing Director, Head of Platform Sales, BNY P...
Darren Tedesco, President, Advisor360°
Pete Thatch, Sr. VP - Head of Strategic Relationship Group,
John Vander Vennet, Chief Revenue Officer, YCharts
Sean Van Moorleghem, EVP, Chief Technology Officer, Cambridg...
Matthew Watts, SVP Supervision, Raymond James Financial
Chad Weaver, Partner, Freeman Mathis & Gary
Tarah Williams, President & COO, Prospera Financial Services...
Adam Wilson, Vice President, Strategic Partnerships, Vendor
Gregory Wilson, Chief Information Security Officer, Docupace...
Mike Wood, Co-Founder & CEO, Domify AI
John Yaros, President, VirFin Solutions
Steve Youhn, SVP Compliance, Chief Compliance Officer, Cambr...