Name
Regulatory and Legislative Realities: What Every Wealth Management Leader Needs to Know Now
Date & Time
Tuesday, February 3, 2026, 10:00 AM - 11:00 AM
Speakers
Shawn Bostic, Director, Regulatory Compliance, Kestra Financial
Chad Weaver, Partner, Freeman Mathis & Gary
David Bellaire, Executive Vice President & General Counsel, Financial Services Institute
Colin Masters, Director, Public Policy, Fidelity Investments
Shawn Bostic Chad Weaver David Bellaire Colin Masters
Description

What does the regulatory and legislative landscape for financial services firms look like today? We’ll examine recent enforcement and policy trends and discuss the strategic implications for broker-dealers and investment advisers navigating evolving compliance expectations. You’ll gain insights that help align your firm’s governance and growth strategies with today’s regulatory and legislative realities.

Track Sponsored by:

Location Name
Coral 2
Full Address
Sheraton San Diego Resort
1380 Harbor Island Dr
San Diego, CA 92101
United States
ORDER
5D