Name
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)
Date & Time
Tuesday, February 3, 2026, 1:45 PM - 2:45 PM
Speakers
Matthew Sugden, SVP, Chief Compliance Officer, Commonwealth
Ann Robinson, Chief Compliance Officer, Farmers Financial Solutions, LLC
Ronak Patel, Principal, Bressler, Amery & Ross
Kim Chapman, CCO, Berthel Fisher & Co.
Matthew Sugden Ann Robinson Ronak Patel Kim Chapman
Description

Registered index-linked annuities (RILAs) continue to gain traction in the marketplace. Before your firm offers them, you must navigate a complex supervisory landscape shaped by SEC and FINRA oversight, emerging product innovations and evolving sales practices. Explore key regulatory expectations, supervision challenges and best practices for ensuring compliant distribution of these structured annuities. You’ll gain actionable insights that can strengthen your firm’s RILA oversight framework and mitigate emerging risks.

Track Sponsored by:

Location Name
Coral 2
Full Address
Sheraton San Diego Resort
1380 Harbor Island Dr
San Diego, CA 92101
United States
ORDER
5Q