Tara Ambrose, Senior Financial Fraud Ombudsperson, Enforcement Division, Minnesota Department of Commerce
Brady Finta, Founder and CEO, National Elder Fraud Coordination Center (NEFCC)
Shawn Scholz, Executive Head of Compliance & Chief Compliance Officer, AE Wealth Management
While no one is immune from financial scams, older adults and people with disabilities are often at higher risk. Whether due to cognitive decline, social isolation or less familiarity with technology, they can miss red flags and lose assets they will never get back. Arm your firm and your advisors with the knowledge they need to protect vulnerable clients. Learn from panel on how to help clients who have been scammed and how to guard against future scams with an approach that builds trust. Find ways to initiate open but tactful conversations with your clients about authentication and fraud prevention measures. You’ll come away with must-knows including: Reliable resources for staying up to date on the latest scams and fraud tactics Privacy laws that affect what a financial advisor can and cannot do Simple steps for when a client has been victimized, including reporting requirements
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