Make the most of your OneVoice 2027 experience with workshops focused on regulatory compliance and intentional leadership. Gain practical insights and tools you can apply throughout the year.
Both workshops take place on Monday, February 1, 2027. Attend one or both for an additional registration fee of $149 per workshop. Pre-registration is required. Lunch will be available for workshop attendees from 11:30 a.m.–1:00 p.m., ensuring you have time to eat in between the two workshops.
Lunch will be available 11:30 a.m. - 1:00 p.m. for registered workshop participants only, allowing morning participants to eat afterward and afternoon participants to eat before their workshop.
Reg BI, Advisers Act Conflicts of Interest & Beyond: Navigating Today’s Complex Regulatory Environment
Time: 10:00 a.m.–Noon | Registration fee: $149
Facilitator: A. Valerie Mirko, Partner and Leader, Securities Regulation and Litigation Practice, Armstrong Teasdale
Explore recent regulatory scrutiny of conflicts of interest and related obligations for broker-dealers and investment advisers. A. Valerie Mirko and two attorneys from Armstrong Teasdale’s securities defense practice will examine the first six years of Regulation Best Interest (Reg BI) and the SEC’s 2019 investment adviser interpretation, drawing on lessons from SEC examinations, risk alerts, guidance, and enforcement actions.
Through an in-depth review and discussion of best practices, participants will learn how to regularly test and refine their compliance programs, address emerging risks, and respond to regulatory developments.
What you’ll learn:
Who should attend: General counsel, attorneys, chief compliance officers, and compliance and operations professionals at FSI member firms.
Executive Leadership Workshop: It Starts With You
The Leader You ’re Bringing into Every Room
Sponsored by Fidelity Investments
Time: 12:45–3:45 p.m. | Registration fee: $149
Facilitator: Justin Patton, Award-Winning Author, Executive Coach, and The Trust Architect™
Every room you enter gets a version of you. Is it the one you intend to bring?
In this interactive workshop, Justin Patton guides leaders through his signature It Starts With You framework to explore how their presence, energy, and everyday actions shape the way others experience them.
Examine how credibility is built or eroded in small, unguarded moments. Explore three levels of energy and how they influence your leadership, communication, and relationships. Leave with a clearer understanding of yourself at your best, what gets in the way, and how to lead more intentionally.
What you’ll learn:
Who should attend: Executives and people leaders seeking to strengthen their leadership presence, build trust, and communicate more intentionally.