Search for Sessions: FSI OneVoice 2026

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Name	Time	More Info
Monday, February 2, 2026
Registration Open	10:00 AM - 6:30 PM
Advancing Women in Leadership Workshop	12:00 PM - 1:45 PM
Accounting & Finance Council Meeting	12:00 PM - 1:45 PM
Compliance Council Meeting	12:00 PM - 1:45 PM
Investment Advisory Council Meeting	12:00 PM - 1:45 PM
Operations & Technology Council	12:00 PM - 1:45 PM
Opening General Session: Momentum: The Energy to Step into the Future	2:00 PM - 3:00 PM
CEO Discussion	3:15 PM - 5:15 PM
Compliance Discussion	3:15 PM - 5:15 PM
Investment Advisory Services Discussion	3:15 PM - 5:15 PM
Marketing, Growth & Development Discussion	3:15 PM - 5:15 PM
Operations & Technology Discussion	3:15 PM - 5:15 PM
Supervision Discussion	3:15 PM - 5:15 PM
Welcome Reception	5:15 PM - 6:30 PM
Tuesday, February 3, 2026
Registration	7:30 AM - 6:30 PM
Networking Breakfast	7:30 AM - 8:30 AM
Leadership in an AI-Driven World: Insights from FSI’s AI Task Force	8:30 AM - 9:30 AM
Networking Break	9:30 AM - 10:00 AM
Beyond the Hype: Understanding Modern Investments	10:00 AM - 11:00 AM
Data Integrity in Action: Building Governance, Security and Trust	10:00 AM - 11:00 AM
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition	10:00 AM - 11:00 AM
Regulatory Realities: What Every Wealth Management Leader Needs to Know Now	10:00 AM - 11:00 AM
Scams Targeting Vulnerable Clients	10:00 AM - 11:00 AM
Today’s AI Playbook for Wealth Management	10:00 AM - 11:00 AM
Networking Break	11:00 AM - 11:30 AM
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams	11:30 AM - 12:30 PM
Future-Ready Firms: Leading with Tech, Agility, and Client Focus	11:30 AM - 12:30 PM
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust	11:30 AM - 12:30 PM
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program	11:30 AM - 12:30 PM
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices	11:30 AM - 12:30 PM
Welcome to Our Firm: The Future of Account Onboarding	11:30 AM - 12:30 PM
Networking Lunch	12:30 PM - 1:45 PM
Charting the Future: Responsible AI Innovation in Financial Services	1:45 PM - 2:45 PM
Cybersecurity in Practice: Real-World Strategies from the Front Lines	1:45 PM - 2:45 PM
Driving Advisor Productivity and Strategic Growth	1:45 PM - 2:45 PM
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle	1:45 PM - 2:45 PM
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)	1:45 PM - 2:45 PM
Shifting from Mutual Funds to ETFs in a Tech-Driven Era	1:45 PM - 2:45 PM
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths	2:45 PM - 3:15 PM
A Firm Perspective: Rep-as-PM vs. Third-Party Managers	3:15 PM - 4:15 PM
Litigation Trends in the Current Bull Market and Regulatory Changes in the Current Administration	3:15 PM - 4:15 PM
Step into the Future of Digital Asset Regulation	3:15 PM - 4:15 PM
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms	3:15 PM - 4:15 PM
What Wins in Fintech?	3:15 PM - 4:15 PM
The Leadership Imperative: Clarity, Culture and Resilience	4:30 PM - 5:30 PM
Closing Networking Reception	5:30 PM - 6:30 PM
Wednesday, February 4, 2026
Networking Breakfast	7:00 AM - 8:00 AM
Complimentary Departure Day Perks	8:00 AM - 11:30 AM
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value	8:00 AM - 9:30 AM
Strengthening Resilience Against Agentic AI Attacks	9:45 AM - 11:15 AM

A Firm Perspective: Rep-as-PM vs. Third-Party Managers
Accounting & Finance Council Meeting
Advancing Women in Leadership Workshop
Beyond the Buzz: Real AI Strategies for Growth, Scale and Client Value
Beyond the Hype: Understanding Modern Investments
Bridging the Generational Divide: Effective Communication Among Clients, Advisors and Teams
CEO Discussion
Charting the Future: Responsible AI Innovation in Financial Services
Closing Networking Reception
Compliance Council Meeting
Compliance Discussion
Complimentary Departure Day Perks
Cybersecurity in Practice: Real-World Strategies from the Front Lines
Data Integrity in Action: Building Governance, Security and Trust
Driving Advisor Productivity and Strategic Growth
From Design to Distribution: Understanding Product Complexity Across the Sales Life Cycle
Future-Ready Firms: Leading with Tech, Agility, and Client Focus
Guardrails & Growth: AI’s Role in Risk, Compliance and Trust
Guiding the Financial Advisor Journey: Succession Planning from Growth to Transition
Investment Advisory Council Meeting
Investment Advisory Services Discussion
Leadership Makes the Difference: Using AI to Complement Your Firm’s Strengths
Leadership in an AI-Driven World: Insights from FSI’s AI Task Force
Litigation Trends in the Current Bull Market and Regulatory Changes in the Current Administration
Marketing, Growth & Development Discussion
Navigating Remote Supervision: Lessons Learned from FINRA’s Remote Inspection Pilot Program
Networking Break
Networking Breakfast
Networking Lunch
Opening General Session: Momentum: The Energy to Step into the Future
Operations & Technology Council
Operations & Technology Discussion
RILAs on the Radar: What Leaders Need to Know About Supervision (closed to media)
Registration
Registration Open
Regulatory Realities: What Every Wealth Management Leader Needs to Know Now
Scams Targeting Vulnerable Clients
Shifting from Mutual Funds to ETFs in a Tech-Driven Era
Step into the Future of Digital Asset Regulation
Strengthening Advisor Success: Practical Support Strategies for Today’s Firms
Strengthening Resilience Against Agentic AI Attacks
Supervision Discussion
The Leadership Imperative: Clarity, Culture and Resilience
Third-Party Risk in Focus: Lessons, Pitfalls and Best Practices
Today’s AI Playbook for Wealth Management
Welcome Reception
Welcome to Our Firm: The Future of Account Onboarding
What Wins in Fintech?

Tara Ambrose, Senior Financial Fraud Ombudsperson, Enforceme...
Marcus Arneaud, Chief Risk Officer, Kovack Financial Network...
Brett Baker, Head of Field Supervision, Osaic
Sarah Bauer, Head of Asset Management Engagement, Envestnet
Colleen Bell, President, Innovation and Experience, Cambridg...
Benjamin Biard, Co-Managing Partner, Winget, Spadafora & Sch...
Shawn Bostic, Director, Regulatory Compliance, Kestra Financ...
Dale Brown, President & CEO, Financial Services Institute (F...
Dana Burkhardt, Vice President, Head of Business Consulting,...
Dan Burkott, Chief Compliance Officer - Tax Channel, Cetera
Christine Byrne, Chair, FSI Board; Partner & Wealth Advisor,...
Mike Byrnes, Owner, Byrnes Consulting
Brian Carter, VP, Technology, Axtella
Alex Chan, Director, Advisory Compliance, Cetera Financial G...
Clayton Chandler, Chief Data and Analytics Officer, Osaic
Kim Chapman, Chief Compliance Officer, Berthel Fisher & Comp...
Robert (Bob) Coppola, Chief Technology Officer,, Sanctuary W...
Kevin Crowe, Senior Vice President and Head of SEI Access, S...
Kosha Dalal, Vice President & Associate General Counsel, FIN...
Dr. Tyler De Haan, Director - Advanced Sales, Sammons Instit...
Alex Doll, Private Debt Product Strategy, Blackrock
Bill Dwyer, Executive Chairman, Praxis Solutions, Inc.
Rob Erzen, Area Executive Vice President, Arthur J Gallagher...
Brady Finta, Founder and CEO, National Elder Fraud Coordinat...
Kenneth Fischer, Chief Technology Officer, Realta Wealth
Ruth Flynn Raftery, Co-Founder, APEG
Erinn Ford, EVP, Advisor Engagement, Osaic
Holly Framsted, Head of Product, Capital Group
Robert Francis, Senior Director, FINRA
Brooks Friederich, Principal Director, Investment Solutions
Betsey Grover, SVP, Head of Wealthscape Products and Platfor...
Rob Guldner, Chief Compliance Officer, Steward Partners
Suneel Gupta, Bestselling Author | Harvard Med School Visiti...
Jonathan Habberson, VP, Senior Business Consultant, Fidelity...
Matthew Hamilton, Head of Advisory Solutions, BNY Mellon
Scott Hicks, IT Assurance Partner, Crowe LLP
Jeff Hoenle, Co-Founder, APEG
Cynthia Jeffries, Vice President, Compliance, Commonwealth F...
Gregg Joyce, Manager, Commonwealth Financial Network
Ellie Jurado-Nieves, Head of Strategic Public Policy & Assis...
Jeremi Karnell, Head of Data Solutions, Envestnet
Kevin Keefe, President & COO, Independent Financial Group (I...
Michael Kim, President & CEO, AssetMark
Cliff Kirsch, Partner, Eversheds-Sutherland
Sarah Kreisman, SVP & General Counsel, Independent Financial...
Rob Krugman, Chief Digital Officer, Broadridge
Joseph Kuo, CEO, Haven Tower
Tom Lakatos, SVP, Employee Advisor Group and Recruiting, Lin...
Shannon Larson, SVP, Platform & Product Solutions, Osaic
Cody Lawler, Chief Supervision Officer & Head of PSI Operati...
Judy Lee, VP, Team Lead, Platform & Ops Consulting, Fidelity...
Mike Matkovic, Managing Director, National Accounts, SEI
Laura McElroy, VP, Business Consulting, Fidelity Investments...
Rob Milmore, District Advisor, First Command Financial Servi...
A. Valerie Mirko, Partner & Leader, Securities Regulation an...
Carmi Moser, Director, Cybersecurity Group, FINRA
Andrea Mullen, SVP, Co-Head of Product, AssetMark
Daniel Ortega, Chief Compliance Officer, B. Riley Wealth
Brent Owens, President, cfd Investments
Namita Patel, SVP Advisor Experience - Center of Excellence,...
Clint Pogemiller, President & CEO, MWA Financial Services
Mark Quinn, Director of Regulatory Affairs, Cetera Financial...
Abid Rahman, Director, Tech Risk & Business Continuity, Cete...
Alicia Rich, Head of Advisor, Investor and Operations Experi...
Ann Robinson, Chief Compliance Officer, Farmers Financial So...
Tim Ryder, Senior Vice President, Wealth Solutions, First Co...
RP Sandilya, Chief Growth Officer, Wealth Management, Broadr...
Shawn Scholz, Executive Head of Compliance & Chief Complianc...
Michael Schwartzberg, Managing Partner, Winget Spadafora & S...
Andrea Shafer, Executive Vice President & Chief Supervision
Frank Smith, SVP, Chief Information Security Officer, First
Kristy Smith, GM Wealth Digital Marketing, Broadridge
Tori Snow, AVP, Compliance Data & Regulatory Reporting, PFS
Mark Steffe, President & CEO, First Command Financial Servic...
Matthew Sugden, SVP, Chief Compliance Officer, Commonwealth
John Sweeney, CEO, Praxis Solutions, Inc.
Tiffany Swindell, Senior Vice President, Chief Risk Officer,...
Cherry Tan, Fifth‑Generation Entrepreneur • Venture Capitali...
Sami Tarazi, Chief Technology Officer, Praxis Solutions, Inc...
Noam Tasch, Managing Director, Pershing
Darren Tedesco, President, Advisor360
Sean Van Moorleghem, Executive Vice President & Chief Techno...
Matthew Watts, Senior Vice President, Raymond James
Chad Weaver, Partner, Freeman, Mathis & Gray
Tarah Williams, President & COO, Prospera Financial Services...
Gregory Wilson, Chief Information Security Officer, Docupace...
Mike Wood, Co-Founder
John Yaros, President, VirFin Solutions
Steve Youhn, SVP & CCO, Cambridge Investment Research, Inc.