Full Name
Thomas Stewart
Job Title
Co-Founder & CEO
Company
Hadrius
Speaker Bio
Thomas Stewart is the Founder & CEO of Hadrius, the first and leading AI-native securities compliance platform for RIAs & Broker-dealers. Hadrius automates & unifies SEC/FINRA compliance, covering communications review and archiving, marketing review and archiving, employee code of ethics, trade surveillance, and firm oversight. Hadrius has raised over $27m in backing by top VC investors, protects $5T in AUM across 500+ financial institutions, and is a team of 50+ people in downtown NYC. Before Hadrius, he founded and ran an SEC-registered investment advisor with thousands of clients and was an AI engineer. He graduated from the University of Virginia.
Speaking At
