Name
Regulatory Realities: What Every Wealth Management Leader Needs to Know Now
Date & Time
Tuesday, February 3, 2026, 10:00 AM - 11:00 AM
Speakers
Shawn Bostic, Director, Regulatory Compliance, Kestra Financial
Chad Weaver, Partner, Freeman, Mathis & Gray
Shawn Bostic Chad Weaver
Description

What does the regulatory landscape for financial services firms look like today? We’ll examine recent enforcement trends and discuss the strategic implications for broker-dealers and investment advisers navigating evolving compliance expectations. You’ll gain insights that help align your firm’s governance and growth strategies with today’s regulatory realities.

Location Name
Coral 2
Full Address
Sheraton San Diego Resort
1380 Harbor Island Dr
San Diego, CA 92101
United States
ORDER
5D